People Talking Hilltop Securities

Post issuance compliance has become a major focus of the IRS and the SEC. We are positioned to be your single source post issuance compliance provider by integrating arbitrage compliance, swap monitoring, and continuing disclosure services.

Arbitrage compliance services — Our arbitrage compliance services include rebate and yield restriction compliance, post issuance written policies and procedures, private business use consulting, and continuing professional education.

Scope and experience — We serve as an independent arbitrage compliance service provider to approximately 420 clients across 22 states, comprising more than 2,950 bond issues with an aggregate par value of approximately $167 billion.

We have the expertise and experience to manage all aspects of your post issuance compliance. Contact us today at RebateComplianceServices@Hilltopsecurities.com to learn how we can make post issuance compliance one less thing you have to worry about.

Investment Management

Arbitrage Rebate

2017 Post Issuance Compliance Seminar
For Additional Details Click Here


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