Senior Managing Director, Chief Operating Officer

Background
Holleran joined HilltopSecurities in 2019 and previously served as head of finance and strategy in the firm’s Public Finance division, working to develop the business’ core strategy and align its regional offices and municipal products. He joined HilltopSecurities, from Ehler’s, Inc., where he served as COO and chief compliance officer. He also spent seven years with Piper Jaffray where he served as chief administrative officer of its fixed income business and head of brokerage operations.

Department / Office Location
Executive / Dallas, Texas

Education
M.B.A., Manufacturing Systems – St. Thomas University
B.S., Finance – Indiana University

Current Affiliations
Chair, National Association of Municipal Advisors Compliance Committee

Registrations and Qualification Exams*
Series 7, 24, 50, 52, 54, and 63.

*To become registered and licensed to offer securities, state and federal law require HilltopSecurities financial professionals to pass qualifying exams administered by FINRA to demonstrate their competencies for the securities activities they perform.


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