Executive Managing Director, Head of Structured Finance
Department / Office Location
Structured Finance / Dallas, Texas
B.A. in Economics, University of Dallas; M.B.A. in Economics, University of Dallas; Completed postgraduate work in behavioral investment decisions at Harvard University
Securities Industry and Financial Markets Association (SIFMA), municipal executive committee member, former Chairman Bond Dealers of America, board of directors; Governmental Accounting Standards Board's Derivative Task Force, consultant; National Federation of Municipal Analysts; Perot Museum of Nature and Science, treasurer; Jesuit Dallas Museum, chairman of the Jesuit Foundation board of trustees; Town North YMCA, advisory board member
Registrations and Qualification Exams*
Series 7, 9, 10, 24, 50, 53, 54, 63, 79
*To become registered and licensed to offer securities, state and federal law require HilltopSecurities financial professionals to pass qualifying exams administered by FINRA to demonstrate their competencies for the securities activities they perform.