Prospectus and Offering Documentation Information
Hilltop Securities Inc. has adopted the “Access Equals Delivery” (AED) model that permits securities issuers and their intermediaries to satisfy their prospectus delivery requirements for certain products by making their prospectus available online on the Internet. To obtain electronic copies of notices, offering documents, and other information for available products please visit the websites below.
Government-Sponsored Agency
Federal Farm Credit Bank (FFCB)
Federal Home Loan Mortgage Corporation (FHLMC) - Debt securities
Federal Home Loan Mortgage Corporation (FHLMC) - Mortgage securities
Federal National Mortgage Association (FNMA) - Debt Securities
Federal National Mortgage Association (FNMA) - Mortgage securities
Government National Mortgage Association (GNMA)
If the security is a TBA (To Be Announced) status, further pool information is available by contacting the issuer as follows:
| Agency | Telephone | |
| Fannie Mae | (800) 237-8627 | Bestmbs@FannieMae.com |
| Freddie Mac | (800) 336-3672 | Investor_Inquiry@FreddieMac.com |
| Ginnie Mae | (800) 234-4662 |
Corporate Bonds, Preferred Stocks, Equity Securities
Municipal Securities
MSRB - Electronic Municipal Market Access
Certificates of Deposit (CDs)
Terms of Use / Website Disclaimer
Anonymous Reporting Hotline
Auction Rate Securities Disclosure
Brokerage Services Disclosure Brochure (Reg BI Disclosure) - HTS
Business Continuity Plan
California Consumer Privacy Act (CCPA)
Callable Securities Disclosure
Customer Identification Notification
Customer Information Brochure
Form CRS - HTS
HilltopSecurities Commercial Paper Disclosure
Identity Theft
Investment Adviser Form ADV Part II
Mutual Funds Breakpoint Discounts Disclosure Statement
Online Privacy Policy
Order Routing Disclosure
Our Customer Protection
Privacy Policy
Prospectus and CD Disclosure
Share-Class Initiative Settlement
Statement of Financial Condition
Sweep Account Disclosure