December 2018
HilltopSecurities Statement of Financial Condition
June 2018
HilltopSecurities Statement of Financial Condition
December 2017
HilltopSecurities Statement of Financial Condition
June 2017
HilltopSecurities Statement of Financial Condition
December 2016
HilltopSecurities Statement of Financial Condition
June 2016
HilltopSecurities Statement of Financial Condition
December 2015
HilltopSecurities Statement of Financial Condition
FirstSouthwest Statement of Financial Condition
June 2015
FirstSouthwest Statement of Financial Condition
Southwest Securities Statement of Financial Condition
December 2014
Terms of Use / Website Disclaimer
Anonymous Reporting Hotline
Auction Rate Securities Disclosure
Business Continuity Plan
Callable Securities Disclosure
Customer Identification Notification
Customer Information Brochure
Identity Theft
Investment Adviser Form ADV Part II
Mutual Funds Breakpoint Discounts Disclosure Statement
Order Routing Disclosure
Our Customer Protection
Privacy Policy
Prospectus and CD Disclosure
Statement of Financial Condition
Sweep Account Disclosure