HilltopSecurities Division Leaders to Speak at 2017 Financial Industry Regulatory Authority Annual Conference
Leaders of HilltopSecurities’ Clearing Services and Public Finance divisions will speak at the 2017 Financial Industry Regulatory Authority (FINRA) Annual Conference taking place May 16-18 at the Marriott Marquis in Washington, DC.
Lana Calton, Managing Director and Head of HilltopSecurities Clearing Services, will participate in the “Navigating the Clearing Firm Relationship” session on May 17 at 3 p.m. Mrs. Calton will sit on a panel discussing how to best leverage a relationship with a clearing firm, the roles and responsibilities of a clearing firm and other common industry issues regarding clearing services.
David Medanich, Vice Chairman and Head of HilltopSecurities Public Finance, will participate in the “Municipal Advisors/Municipal Securities” session on May 18 at 9 a.m. Mr. Medanich will sit on a panel discussing regulatory developments in the industry in regards to municipal securities broker-dealers and municipal advisors. Other topics to be discussed include disclosure, transparency, trading and new supervisory and compliance obligations.
The FINRA 2017 Annual Conference is FINRA’s flagship event, providing securities representatives, industry professionals and regulators with a venue to exchange ideas on current compliance and regulatory topics, attend relevant sessions paneled by some of the industry’s top professionals and network with peers and industry experts from across the country. For more information or to download a full agenda, visit the conference’s website.
About Hilltop Securities Inc.
Hilltop Securities Inc., a member of NYSE, FINRA and SIPC, delivers the forthright advice and tailored solutions necessary for municipal issuers, institutions, broker-dealers and individuals to thrive. The financial services firm and registered investment adviser is headquartered in Dallas, Texas, with offices across the United States. The firm’s other areas of focus include public finance, municipal and taxable fixed income underwriting, sales and trading; equity and portfolio trading; retail brokerage services; securities clearing; structured finance; corporate finance; and securities lending. A wholly owned subsidiary of Hilltop Holdings Inc. (NYSE: HTH), HilltopSecurities’ affiliates include Hilltop Securities Independent Network Inc., PlainsCapital Bank, PrimeLending and National Lloyds Corporation.