WealthManagement

You know what you’re worth—here’s how you earn it

It’s basic human nature to want to know about money, and we’re not bashful about having the conversation. You may even find we have one of the highest payouts on the street.

We also like to keep things simple. Our payout grid is as straightforward as it gets. And when we find good people, we invest in them.

While money is important, it’s not everything. A firm’s culture, people and support services matter just as much, and HilltopSecurities has that in abundance.

Of course, every advisor’s situation is different and we encourage you to speak with your recruiter to discuss specifics.

Recognize your worth. Contact us today to discuss your potential earnings.

You know what you’re worth—here’s how you earn it

It’s basic human nature to want to know about money, and we’re not bashful about having the conversation. You may even find we have one of the highest payouts on the street.

We also like to keep things simple. Our payout grid is as straightforward as it gets. And when we find good people, we invest in them.

While money is important, it’s not everything. A firm’s culture, people and support services matter just as much, and HilltopSecurities has that in abundance.

Of course, every advisor’s situation is different and we encourage you to speak with your recruiter to discuss specifics.

Recognize your worth. Contact us today to discuss your potential earnings.

Your team is more than just the people who work in your office—it’s the entire HilltopSecurities family. From senior management and regional directors to the transition team, back-office support and the guidance of your Branch Manager, we’re here to help.

Back Office Support
Tired of being cycled through impersonal 1-800 numbers? Our client-service departments are staffed with friendly and knowledgeable people who are your contacts for the long-term. We focus on building relationships with advisors so that fast, friendly counsel and service is the rule, not the exception.

Want to know more about our team? Contact us today.

Your team is more than just the people who work in your office—it’s the entire HilltopSecurities family. From senior management and regional directors to the transition team, back-office support and the guidance of your Branch Manager, we’re here to help.

Back Office Support
Tired of being cycled through impersonal 1-800 numbers? Our client-service departments are staffed with friendly and knowledgeable people who are your contacts for the long-term. We focus on building relationships with advisors so that fast, friendly counsel and service is the rule, not the exception.

Want to know more about our team? Contact us today.

Your business model is unique, because the way you serve your client will always be one-of-a-kind. Yet, to offer your clients the best advice possible, you need access to the right products. Here’s what you’ll have in your toolbox as a part of our firm.

INVESTMENTS
Meet the needs of contemporary investors with a wide-range of products

We don’t believe in cookie-cutter portfolio modeling. Our advisors create customized portfolios using extensive market knowledge and industry-leading software. To help you design diversified portfolios tailored to the specific needs of your clients, we give you access to a full suite of investment products and solutions, including:

• Mutual Funds
• Fee-Based Products
• Retirement Plans
• Alternative Investments
• Education Accounts
• Equities
• Futures & Commodities
• Agriculture, energy, indices, and metals as well as speculative trading and hedging strategies
• Municipal and Fixed Income Products

FIXED INCOME
Stay on top of new issuances through our underwriting distribution network

We’re consistently ranked as one of the top municipal advisors in the nation according to Ipreo muniAnalytics, and we have our finger on the pulse of issuances across the country. Our municipal sales and trading desks provide you with new fixed income products and trading capabilities through a well-established distribution network including:

• Investment Grade Corporates
• High Yield Corporates
• CDs
• Structured Products
• Mortgages
• Municipals
• Preferreds
• UITs
• CDARs

HILLTOPSECURITIES INSURANCE
Help protect your clients and their families from the unexpected

If insurance is your forte, HilltopSecurities’ insurance team can provide you with products from more than 100 top-rated carriers, including the top tier of annuity, life insurance, long-term care and disability insurance providers. Our insurance products include:

• Variable Annuities
• Fixed and Fixed Indexed Annuities
• Single Premium Immediate Annuities
• Life Insurance
• Disability Income Insurance
• Long-Term Care Insurance

Explore the possibilities of your portfolio. Contact us today.

Your business model is unique, because the way you serve your client will always be one-of-a-kind. Yet, to offer your clients the best advice possible, you need access to the right products. Here’s what you’ll have in your toolbox as a part of our firm.

INVESTMENTS
Meet the needs of contemporary investors with a wide-range of products

We don’t believe in cookie-cutter portfolio modeling. Our advisors create customized portfolios using extensive market knowledge and industry-leading software. To help you design diversified portfolios tailored to the specific needs of your clients, we give you access to a full suite of investment products and solutions, including:

• Mutual Funds
• Fee-Based Products
• Retirement Plans
• Alternative Investments
• Education Accounts
• Equities
• Futures & Commodities
• Agriculture, energy, indices, and metals as well as speculative trading and hedging strategies
• Municipal and Fixed Income Products

FIXED INCOME
Stay on top of new issuances through our underwriting distribution network

We’re consistently ranked as one of the top municipal advisors in the nation according to Ipreo muniAnalytics, and we have our finger on the pulse of issuances across the country. Our municipal sales and trading desks provide you with new fixed income products and trading capabilities through a well-established distribution network including:

• Investment Grade Corporates
• High Yield Corporates
• CDs
• Structured Products
• Mortgages
• Municipals
• Preferreds
• UITs
• CDARs

HILLTOPSECURITIES INSURANCE
Help protect your clients and their families from the unexpected

If insurance is your forte, HilltopSecurities’ insurance team can provide you with products from more than 100 top-rated carriers, including the top tier of annuity, life insurance, long-term care and disability insurance providers. Our insurance products include:

• Variable Annuities
• Fixed and Fixed Indexed Annuities
• Single Premium Immediate Annuities
• Life Insurance
• Disability Income Insurance
• Long-Term Care Insurance

Explore the possibilities of your portfolio. Contact us today.

HilltopSecurities’ Human Resources professionals regularly survey the compensation and benefit packages of companies across the financial services industry to make sure you receive all the benefits of a modern corporation.

OUR COMPREHENSIVE BENEFITS PACKAGE INCLUDES:

• Medical, dental and vision insurance
• 401(k) retirement plan with company match
• Disability, Accidental Death and Dismemberment and Life Insurance options
• Health Savings Account and Flexible Spending Accounts
• Employee Assistance Program (EAP) — mental health referral and subsidy program

Looking for more details on our benefits? Contact us today.

HilltopSecurities’ Human Resources professionals regularly survey the compensation and benefit packages of companies across the financial services industry to make sure you receive all the benefits of a modern corporation.

OUR COMPREHENSIVE BENEFITS PACKAGE INCLUDES:

• Medical, dental and vision insurance
• 401(k) retirement plan with company match
• Disability, Accidental Death and Dismemberment and Life Insurance options
• Health Savings Account and Flexible Spending Accounts
• Employee Assistance Program (EAP) — mental health referral and subsidy program

Looking for more details on our benefits? Contact us today.

A commitment to service born from a need to do what comes natural: help.

We’re not interested in being the biggest firm on the street—we want to be the best. This mission is at the heart of everything we do. It’s why the foundation of every conversation answers one essential question: how can we help you?

From experienced and accessible leadership to service departments dedicated to helping you build and manage your book of business—we do everything we can to give you a competitive advantage.

Compensation You Deserve
You may find we have one of the highest payouts on the street. And our payout grid? It fits on a piece of paper the size of a credit card. We keep it simple and fair.

Diligent Transition Services
Whether your current firm is protocol or non-protocol, we provide best-in-class transition services that make sure your move honors existing obligations and limits unnecessary downtime.

Leaders with Hands-On Experience
Every member of our senior management has been in your shoes. Many of them even got their start when cold calling was the industry standard for prospecting, so they know what it takes to build and support a book of business.

Regional with a National Reach
HilltopSecurities' diverse lines of businesses span from coast-to-coast, serving investors of all stripes. This diversity keeps our company strong while providing you with a suite of resources and professional competencies to support your business.

Clearing Services
As a self-clearing firm, we have the speed and resources needed in order to carry out trades quickly. And by removing the middleman, we’re able to give both you and your clients a better experience.

Comprehensive Support
Here, you have the support of an entire firm. Whether you’re a new advisor or a tenured employee, our service-first team is committed to giving you the solutions you need to advance your practice.

Find out how HilltopSecurities can advance your potential. Contact us today.

Focus on the bigger picture while we take care of the details

Moving to a new firm doesn’t have to be a stress-filled undertaking. We believe we know this better than other firms because we’ve done it time and time again, and we have a reputation for doing it well.

Our dedicated transition team is made up of certified, registered professionals who give you the support you need to make your move with confidence. Why? Because we recognize that your success is our success.

MAKING THE MOVE

From signing on the dotted line to sitting at your desk on your first day, our transition team is with you all the way. Here’s just an overview of our services:

• Support from the Top
  A transition services specialist who serves as a main point-of-contact throughout the transition process.
• Due Diligence
  A transition team that conducts a due diligence review of your book of business to help provide proper support.
• Protocol & Non-Protocol Support
  A transition team with strong knowledge of onboarding standards for protocol and non-protocol firms.
• Comprehensive Preparation
  An accessible and responsive transition manager who works closely with you until your first day, and a follow-up team that works alongside you to assist in a smooth transition.
• Tailor-Fit Team
  A personalized transition team that understands the unique needs of your practice (size, book requirements and business mix).

When you choose HilltopSecurities, we don’t rest until you’re back to business as usual.

Have concerns about moving your practice? Contact us today.

Focus on the bigger picture while we take care of the details

Moving to a new firm doesn’t have to be a stress-filled undertaking. We believe we know this better than other firms because we’ve done it time and time again, and we have a reputation for doing it well.

Our dedicated transition team is made up of certified, registered professionals who give you the support you need to make your move with confidence. Why? Because we recognize that your success is our success.

MAKING THE MOVE

From signing on the dotted line to sitting at your desk on your first day, our transition team is with you all the way. Here’s just an overview of our services:

• Support from the Top
  A transition services specialist who serves as a main point-of-contact throughout the transition process.
• Due Diligence
  A transition team that conducts a due diligence review of your book of business to help provide proper support.
• Protocol & Non-Protocol Support
  A transition team with strong knowledge of onboarding standards for protocol and non-protocol firms.
• Comprehensive Preparation
  An accessible and responsive transition manager who works closely with you until your first day, and a follow-up team that works alongside you to assist in a smooth transition.
• Tailor-Fit Team
  A personalized transition team that understands the unique needs of your practice (size, book requirements and business mix).

When you choose HilltopSecurities, we don’t rest until you’re back to business as usual.

Have concerns about moving your practice? Contact us today.