Regional Director, Pacific Coast | SVP, Practice Management

Alan Lennick serves as Pacific Coast Regional Director for HilltopSecurities’ Private Client Group and Senior Vice President (SVP), Practice Management. As Regional Director, Mr. Lennick consults with Pacific Coast branch managers to increase advisor productivity and recruitment. As SVP, Practice Management, he is responsible for developing the firm’s fee-for-advice program and assisting PCG and HilltopSecurities Independent Network advisors integrate the service into their practices.

Before joining HilltopSecurities, Mr. Lennick served as Complex Director for Ameriprise’s Los Angeles complex. Prior to that, he managed Ameriprise branches in the Minneapolis/St. Paul area and was a partner in a $2 million practice through the firm’s independent channel. Mr. Lennick began his career in the industry with American Express Financial Advisors in New York City.

Department / Office Location

Wealth Management / Beverly Hills, CA


Bachelor of Arts, University of Southern California

Registrations and Qualifying Exams*

Series 7, 24, 66

*To become registered and licensed to offer securities, state and federal law require HilltopSecurities financial professionals to pass qualifying exams administered by FINRA to demonstrate their competencies for the securities activities they perform.