Managing Director, Head of Midwest Region

Alan Lennick serves as Managing Director, Head of Midwest Region for HilltopSecurities’ Private Client Group. As managing director, Mr. Lennick leads the expansion of the firm’s wealth management division throughout the Midwest region. He joined the firm in 2016, serving as Regional Director of the Pacific Coast and Senior Vice President of Practice Management, where he was responsible for developing the firm’s fee-for-advice program and assisting PCG and HilltopSecurities Independent Network advisors integrate the service into their practices. Before joining HilltopSecurities, Mr. Lennick served as Complex Director for Ameriprise’s Los Angeles complex. Prior to that, he managed Ameriprise branches in the Minneapolis/St. Paul area and was a partner in a $2 million practice through the firm’s independent channel. Mr. Lennick began his career in the industry with American Express Financial Advisors in New York City.

Department / Office Location

Wealth Management / Beverly Hills, CA


Bachelor of Arts, University of Southern California

Registrations and Qualifying Exams*

Series 7, 24, 66

*To become registered and licensed to offer securities, state and federal law require HilltopSecurities financial professionals to pass qualifying exams administered by FINRA to demonstrate their competencies for the securities activities they perform.