Managing Director, Head of West Coast Region

Peter Cappos serves as Managing Director, Head of West Coast for HilltopSecurities’ Private Client Group. Mr. Cappos has more than two decades of wealth management experience, previously serving as branch manager, financial advisor, and business development specialist for HilltopSecurities’ wealth management offices in Beverly Hills and Sherman Oaks, California. Prior to joining the firm in 2009, he served as director of sales and director of wealth management services for California-based M.L. Stern, which was acquired by HilltopSecurities in 2009.

Department / Office Location

Wealth Management / Sherman Oaks, CA


Bachelor of Science in Finance and Financial Management Services, California State University – Northridge

Registrations and Qualifying Exams*

Series 7, 24, 53, 63

*To become registered and licensed to offer securities, state and federal law require HilltopSecurities financial professionals to pass qualifying exams administered by FINRA to demonstrate their competencies for the securities activities they perform.