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Firm Name: First Financial Equity Co
Website: ffec.com
Contact Name: George E. Fischer, CFA
Contact Title: President
Contact Email Address: kbrady@ffec.com
Contact Number: (480) 951-0079
Fax Number: (480) 998-2883
Founded in 1985, First Financial Equity Corporation is a privately owned full service brokerage firm. At First Financial Equity Corporation (FFEC), we believe that in order to pursue and preserve the highest level of customer satisfaction for our clients, we must provide a superior work environment. Our employees have access to a competitive and well rounded benefits package, sophisticated and contemporary offices and many other advantages. The majority of our brokers are dually registered as a Registered Representative (Series 7) and an Investment Adviser Representative (Series 65/66). This provides them the freedom and flexibility to choose products and services that are best suited for their clients.
Traditional Employee / Independent Contractor /
Advisory (fee based) / Traditional Retail (commission) / Insurance / Alternative Investments /
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY,
Firm Name: Continental Investors Services, Inc
Website: cisinvest.com
Contact Name: Max Kamp
Contact Title: President
Contact Email Address: mkamp@cisinvest.com
Contact Number: (360) 423-5110
Fax Number: (360) 423-6311
Retail Broker-Dealer with emphasis on Fixed Income Bonds
Independent Contractor /
Traditional Retail (commission) /
AL, AK, AZ, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OR, SC, SD, TN, TX, UT, Virgin Islands, WA, WI, WY,
Firm Name: Calton & Associates, Inc.
Website: calton.com
Contact Name: Dwayne Calton
Contact Title: President
Contact Email Address: dkcalton@calton.com
Contact Number: (800) 264-0440
Fax Number: (813) 962-8695
Calton & Associates, Inc. is a full service securities broker/dealer and investment advisory firm offering a wide range of investment products and services. We have been successfully serving financial service professionals and their clients since 1987. We are members of FINRA and SIPC and are registered to do business in all 50 states and the District of Columbia. With approximately 200 employee and independent financial professionals throughout the country, Calton & Associates takes pride in the ability to offer the resources of the largest companies, while maintaining our small company feel. We also take pride in our wide selection of non-proprietary product offerings, enabling the firm to offer products that will best serve client investment objectives. From our experienced fixed income and equity trading desk to our investment advisory services and tools, Calton & Associates, Inc. has the resources available to help our financial professionals best serve their clients.
Traditional Employee / Independent Contractor /
Advisory (fee based) / Traditional Retail (commission) / Institutional (delivery vs. payment) / Insurance / Alternative Investments /
AL, AK, American Samoa, AZ, AR, CA, CO, CT, DE, DC, FL, GA, Guam, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, N Marianas Islands, OH, OK, OR, PA, Puerto Rico, RI, SC, SD, TN, TX, UT, VT, VA, Virgin Islands, WA, WV, WI, WY,
Firm Name: Polar Investment Counsel, Inc.
Website: icebear1.com
Contact Name: Michael Jordan
Contact Title: President, CEO
Contact Email Address: mjordan@polarinvest1.com
Contact Number: (218)681-7344
Fax Number: (218)681-1329
Declare Your Independence!
Polar Investment Counsel, Inc., is a full service brokerage firm, registered investment advisor and an introducing broker with the NFA. We are members of FINRA, MSRB, NFA and SIPC. Since establishing PICI in 1995, we have catered to the independent broker who has a desire to run their own business and keep more of the money they earn. We feel our cost and payout structure is more than comparable to that of most independent firms. You have the flexibility to work out of your home or in a retail office setting. Our firm offers more than just traditional investments giving your clients access to many investment vehicles not offered by most broker-dealers, such as commoditites, managed futures, rare coins, oil and gas programs, etc. So, if you have that “niche” that you can’t find a home for, please give us a call.
Independent Contractor /
Advisory (fee based) / Traditional Retail (commission) / Institutional (delivery vs. payment) / Insurance / Alternative Investments /
AL, AK, AZ, AR, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY,
Firm Name: Van Clemens & Co., Inc.
Website: vanclemens.com
Contact Name: Basil Joseph
Contact Title: CCO/CFO
Contact Email Address: bjoseph@vanclemens.com
Contact Number: (612) 758-9140
Van Clemens & Co., Inc Welcomes You!
Van Clemens is a full service brokerage firm always looking for talented representatives with experience and established clientele. We offer one of the most competitive payout and benefit packages on the street. We encourage our reps to run their business as their own and do not pressure reps to sell any specific products or maintain any specific level of production. We currently offer both independent contractor status (work from your home) or ‘in-house’ employee status in our Minneapolis office. We truly are a ‘team’ and work together in a friendly and positive environment where we share ideas and strive to build wealth for our clients and ourselves.
Traditional Employee / Independent Contractor /
Traditional Retail (commission) / Institutional (delivery vs. payment) /
AK, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, IA, KY, MD, MA, MI, MN, MS, MO, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI,
Firm Name: Neidiger Tucker Bruner, Inc.
Website: ntbinc.com
Contact Name: Michael Morgan
Contact Title: Executive Vice President
Contact Email Address: mmorgan@ntbinc.com
Contact Number: (303) 841-1932
Knowledge, Experience & Integrity
Founded in 1977, Neidiger, Tucker, Bruner, Inc. offers the level of products and expertise normally associated with much larger national companies, combined with the personal service and knowledge of a regional firm. We are a full-service investment banking company providing the highest level of experience, integrity and professionalism to our customers. Our customers include a wide range of retail and institutional customers, as well as emerging growth companies.
Independent Contractor / Traditional Employee /
Advisory (fee based) / Traditional Retail (commission) / Institutional (delivery vs. payment) / Insurance /
AL, AK, American Samoa, AZ, AR, CA, CO, CT, DE, DC, FL, GA, Guam, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, N Marianas Islands, OH, OK, OR, PA, Puerto Rico, RI, SC, SD, TN, TX, UT, VT, VA, Virgin Islands, WA, WV, WI, WY,
Firm Name: Colorado Financial Service Corporation
Website: coloradofsc.com
Contact Name: Chet Hebert
Contact Title: CEO
Contact Email Address: chet.hebert@coloradofsc.com
Contact Number: (303) 962-7267
Fax Number: (303) 339-9875
Founded in 2000, Colorado Financial Service Corporation is a privately owned full service brokerage firm. We offer our representatives a full array of traditional and alternative products as well as investment banking opportunities and EB5 services. We are especially strong in the 1031 DST. We are dually registered as an Investment Advisor Firm.
Independent Contractor /
Advisory (fee based) / Traditional Retail (commission) / Institutional (delivery vs. payment) / Insurance / Alternative Investments /
AL, AK, AZ, AR, CA, CO, CT, DE, FL, GA, Guam, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, Puerto Rico, RI, SC, SD, TN,