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Leadership

Anton oversees the firm’s stock loan business and Agency Trading desk and manages the firm’s operations department.

Peter Cappos serves as Managing Director, Head of West Coast for HilltopSecurities’ Private Client Group. Mr. Cappos has more than two decades of wealth management experience, previously serving as branch manager, financial advisor, and business development specialist for HilltopSecurities’ wealth management offices in Beverly Hills and Sherman Oaks, California.

Chris is responsible for ensuring client satisfaction as delivered by the relationship management team, in addition to managing the correspondent onboarding process and training programs.

Mike Cogliano is Chief Compliance Officer of HilltopSecurities over Retail, AML, Clearing and Licensing and Registration. He is a Certified Regulatory and Compliance Professional (CRCP), responsible for ensuring the firm meets FINRA and SEC regulatory standards, and serves on the Securities Industry and Financial Markets Association’s Legal and Compliance Committee.

Steve Jones is Managing Director, Head of Gulf Coast Region for HilltopSecurities’ Private Client Group (PCG). Mr. Jones oversees the division’s Gulf Coast branches and assists branch managers with practice development and recruitment. He also leads the firm’s futures and commodities group, consulting with PCG and HilltopSecurities Independent Group advisors on hedging and speculating strategies for their clients’ portfolios.

Alan Lennick serves as Managing Director, Head of Midwest Region for HilltopSecurities’ Private Client Group. As managing director, Mr. Lennick leads the expansion of the firm’s wealth management division throughout the Midwest region. He joined the firm in 2016, serving as Regional Director of the Pacific Coast and Senior Vice President of Practice Management, where he was responsible for developing the firm’s fee-for-advice program and assisting PCG and Momentum Independent Network advisors integrate the service into their practices.

Will Nelson is Head of Momentum Independent Network, responsible for the oversight of Wealth Management’s independent advisors, insurance office, retail operations and recruitment. He has more than 19 years of experience in the financial services industry.

Jeff oversees all phases of recruiting financial professionals to join HilltopSecurities’ Private Client Group and Momentum Independent Network. He previously served as senior vice president with Tri-State Capital’s Private Bank.

Bill provides one-stop capital stack and specialty finance solutions for bespoke municipal, not-for-profit, and corporate transactions, in addition to managing high-yield banking, funding solutions, asset and revenue stream securitization, and bank loan syndication.

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