SoundGuidance

Department / Office Location
Executive / Dallas, Texas

Education 
Bachelor’s degree in finance from the University of Georgia’s Terry College of Business

Current Affiliations  
Chairman of the board of dir…

Background
Brad Winges is President and Chief Executive Officer of HilltopSecurities. He has more than 30 years of experience in the financial services industry. Before joining HilltopSecurities, he se…

Department / Office Location
Executive / Dallas, Texas

Education
Bachelor of Business Administration in Accounting, Texas A&M University

Current Affiliations
American Institute of CPAs; Texas Societ…

Department / Office Location
Executive / Dallas, Texas

Education
Bachelor of Business Administration in finance from Texas A&M University;  Master of Business Administration from Southern Methodist …

Senior Managing Director Lana Calton serves as HilltopSecurities’ Head of Clearing Services, responsible for overseeing the firm’s correspondent broker-dealer and registered investment adviser relatio…

Department / Office Location
Capital Markets / Dallas, Texas

Education
B.A. in Economics from The American University, Washington, D.C.

Registrations and Qualifying Exams*
Series 7, 9/10, 24, 53, 55 and …

David E. Geschke is President of HilltopSecurities Independent Network and Senior Managing Director of Wealth Management. He is responsible for the oversight of the firm’s private client group and ind…

Department / Office Location
Structured Finance / Dallas, Texas

Education
B.A. in Economics, University of Dallas; M.B.A. in Economics, University of Dallas; Completed postgraduate work in behavioral in…

Department / Office Location
Public Finance / Fort Worth, TX

Education
Bachelor of Business Administration in Finance, Texas Christian University (TCU)

Current Affiliations
Government Finance Officers As…

Department / Office Location
Stock Loan / Matawan, NJ

Registrations and Qualifying Exams*
Series 99

*To become registered and licensed to offer securities, state and federal law require HilltopSecuritie…

Department / Office Location
Executive / Dallas, Texas

Education
J.D. from Southern Methodist University Dedman School of Law, Dallas, TX
B.A. in Political Science from Texas A&M University, College S…