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About Us | Leadership | Lana Calton
Lana Calton
Head of Clearing Services

As Executive Managing Director and Head of Clearing at HilltopSecurities, Ms. Calton is responsible for the management and growth of the firm’s broker-dealer and RIA correspondent relationships, as well as driving the firm’s product and service offerings. She actively represents HilltopSecurities in the clearing and custody initiatives within the industry.

Career Highlights

  • Currently serves on the firm’s Executive, Operating, Margin & Credit, New Product, Conflict and Product Strategy Committees
  • Spent her entire career at HilltopSecurities, first joining the firm as a college intern
  • Held various roles in Wealth Management Operations, Trading, and Product Development before joining Clearing in 1997
  • Has led HilltopSecurites’ Clearing division since 2013

Current Affiliations

  • Board of Trustees Vice Chair—Securities Industry Institute, Wharton
  • SIFMA Clearing Firm Forum Chair
  • FINRA Clearing Firm Committee Member
  • ASA Affiliate Member Program Chairwoman
  • Hilltop Holdings Women’s Forum Executive Committee

Education

  • B.B.A. in Finance and Computer Information Systems, Stephen F. Austin State University

Registration & Qualifications

  • Series 7, 24, 53, 63, and 66

Past Affiliations

  • Bond Dealers of America (BDA) Board Member
  • BDA PAC Chair
  • BDA Affiliate Member Division Chairperson

Get to Know Lana

29
years of industry experience
49
states visited. Alaska or bust!
5,000+
Pilates classes attended over the last 20+ years
“Opportunity is missed by most people because it is dressed in overalls and looks like work.”
THOMAS EDISON
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