Lana Calton - HilltopSecurities

Lana Calton

Head of Clearing & Head of Stock Loan

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As the Executive Managing Director and Head of Clearing of HilltopSecurities, Ms. Calton is responsible for the management and growth of the firm’s broker-dealer and RIA correspondent relationships, as well as driving the firm’s product and service offerings. She actively represents HilltopSecurities in the clearing and custody initiatives within the industry.

Career Highlights

Currently serves on the firm’s Executive, Operating, Margin & Credit, New Product, Conflict and Product Strategy Committees
Spent her entire career at HilltopSecurities, first joining the firm as a college intern
Prior to joining the Clearing division in 1997, Calton held various roles in Wealth Management Operations, Trading, and Product Development
Led Hilltop's Clearing division since 2013

Current Affiliations

Board of Trustees—Securities Industry Institute, Wharton
SII Curriculum Committee
SIFMA Clearing Firm Forum Co-Chair
FINRA Clearing Firm Committee Member
Bond Dealers of America (BDA) Board Member
American Securities Association (ASA) Board Member
ASA Affiliate Member Program Chairwoman
Hilltop Holdings Women’s Forum Executive Committee

Education

B.B.A. in Finance and Computer Information Systems, Stephen F. Austin State University

Registration & Qualifications

Series 7, 24, 53, 63, and 66

Past Affiliations

BDA PAC Chair
BDA Affiliate Member Division Chairperson

Get to Know Lana

27

years of industry experience

49

states visited. Alaska or bust!

5,000+

Pilates classes attended over the last 20+ years

“Opportunity is missed by most people because it is dressed in overalls and looks like work.”

THOMAS EDISON

President & Chief Executive Officer

Clare Elizabeth Graca

Chief Administrative Officer

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